Trust · Compliance

Counsel-led. Jurisdiction by jurisdiction.

STAXIS's compliance posture is built one regulator at a time, reviewed quarterly or on any regulatory change.

By jurisdiction

Where STAXIS operates, and under what rules.

SEC Advisers Act §205(a)(1): Performance fees only to qualified clients per Rule 205-3 (effective June 29, 2026; US$2.7M net worth / US$1.4M AUM thresholds).
SEC Marketing Rule 206(4)-1: No performance advertising to mass audiences; performance data shared only after a qualified-client agreement is on file.
SEC Custody Rule 206(4)-2: N/A — STAXIS does not custody.
FTC §5 (UDAP): No deceptive performance claims; no guarantee language.
FTC Endorsement Guides (Nov 2023 update): Compliance applied to all educator-partner content (the educator program).
State licensing: Geoblock NY; gate CA pending DFAL clearance.

MiCA (Markets in Crypto-Assets Regulation): CASP authorization required for ongoing EU operations; targeted Phase 2 in Estonia or Portugal.
ESMA supervisory briefing 35-42-1428 + Q&A ESMA_QA_2463: Copy-trading with automatic execution is classified as portfolio management under MiFID II; STAXIS treats the EU as a licensed activity, not a soft launch.

CNV RG 994/2024 + RG 1058/2025: PSAV registration (Proveedores de Servicios de Activos Virtuales) per the applicable threshold.
PSAV legend: Mandatory PSAV legend on Argentine-facing materials.

BCB Resolutions 519 / 520 / 521 (effective February 2, 2026): VASP registration framework.
CVM oversight: Applied where applicable.

Specific questions

For specific compliance questions, contact compliance@staxis.ai.