Three things that matter
The 2023 SEC enforcement actions (US$850K nine-RIA sweep in September 2023) made clear: hypothetical and live performance advertising to mass audiences is dangerous.
STAXIS does not advertise backtested or live performance to non-qualified-client audiences. Performance data is shared with prospective qualified clients only after the qualified-client paperwork is in place. We respect the line.
For RIAs subject to Custody Rule 206(4)-2, STAXIS’s non-custodial architecture is the structural answer. We do not have custody of your clients’ assets — they remain with your chosen custodian (e.g., Schwab + a separate crypto custodian).
Form ADV Part 2A disclosures benefit from STAXIS’s hash-chained audit logs. Every decision is recorded with the full reasoning chain. SOC 2 Type I attestation targeted for Year 1 (not yet attained).
Deployment options
You run STAXIS on your AWS, GCP, or Azure infrastructure. Full data segregation. SSO via your identity provider. Your IT team owns the deployment.
STAXIS runs on our infrastructure. Per-firm data segregation. Your team consumes the service through API + dashboard. We operate the underlying systems.
Most RIAs start managed; transition to self-host in Year 2+ if compliance preference shifts.
Enterprise pricing
| Configuration | Fee |
|---|---|
| Year 1 base | $60K – $200K |
| 1 client book served | $60K |
| 5+ client books served | $150K – $200K |
| White-label (optional) | +$30K – $50K |
| Multi-year commitment | 2yr −5% · 3yr −10% |
Applies under your existing qualified-client agreements with end clients per Advisers Act Rule 205-3. 20% on positive returns above HWM, passed through proportionally.
For the first three Enterprise customers in Phase 1, we are offering 30–40% off base in Year 1, in exchange for:
Onboarding
60-minute call with our operations and architecture leads. Your principal and compliance officer attend.
90-minute technical call. A walkthrough of the Rust hexagonal architecture, breaker enforcement, audit log design, BYOK LLM stack, and the market-intelligence layer. Your IT and infosec lead attend.
60-minute call with our compliance lead and your CCO — Marketing Rule, Custody Rule, and Form ADV alignment. Counsel-to-counsel intro scheduled.
Pricing, SLA, and contract terms drafted. Counsel review on both sides.
Counsel-to-counsel finalization. Vendor due diligence and onboarding.
Deployment begins. First quarterly audit report scheduled.
Total: 4–6 months from first call to operational.
Get in touch
Our operations, compliance, and architecture leads join all discovery calls.
Or email sales@staxis.ai.